The Series 65 exam tests your knowledge of investment laws and principles, and passing it is a key step for those interested in pursuing a career as an investment advisor representative. You can study on your own, but many struggle to stay focused without a guide. A Series 65 exam prep course, on the other hand, provides a comprehensive overview of all exam material and a detailed study calendar to keep you on track. We created this guide to the best Series 65 exam prep courses to help you choose the one that’s right for you.
Looking for Series 63? Here is the Testing.org Series 63 Prep Course Guide.
Our team of testing experts compared 24 of the most popular Series 65 exam prep courses to determine which best prepare you for the test. We weighed dozens of features, evaluated sample materials and spoke to industry experts and former students of each program. In the interest of keeping our recommendations accessible to everyone, we only looked at courses that were available online. You may want to see if there are any options in your local area as well.
After analyzing our data, four companies rose above the rest. Kaplan Financial was our favorite because of its comprehensive programs and flexible purchasing options that allow you to choose only the study materials you want. You may prefer one of our other finalists, however, so we recommend checking out all of our reviews before you make your decision.
A Full List of Every Series 65 Exam Prep Course Worth Considering
Our four finalists are listed below followed by the other 20 companies we considered. Click on the links to visit the company websites and to read more about our top picks.
The 4 Best Series 65 Exam Prep Courses
|Kaplan Financial Review||$14.00 - $289.00|
|Securities Training Corporation||$59.00 - $325.00|
|ExamFX||$159.95 - $294.95|
|Pass Perfect||$135.00 - $435.00|
The Other 20 Series 65 Exam Prep Courses We Reviewed
|Bank Training Center||Visit Site|
|Center for Financial Training||Visit Site|
|College for Financial Planning||Visit Site|
|CPA Training Center||Visit Site|
|Empire Stockbroker Training Institute||Visit Site|
|FIRE Solutions||Visit Site|
|Greico Financial Training Institute||Visit Site|
|Keir Educational Resources||Visit Site|
|Knopman Marks Financial Training||Visit Site|
|Latitude Online Insurance School||Visit Site|
|Morton-Barber Learning Center||Visit Site|
|Pass the 65||Visit Site|
|The Securities Institute of America||Visit Site|
|Solomon Exam Prep||Visit Site|
|TestGeek Exam Prep||Visit Site|
|Training Consultants||Visit Site|
|Wiley Efficient Learning||Visit Site|
The Most Important Features: Accessibility, Materials, Support and Personalization
When comparing the best Series 65 exam prep courses, we determined that the most important features were accessibility, study materials, student support and personalization.
All of our finalists offer self-paced and live online Series 65 prep courses, with self-study courses being the more popular of the two. Three of our four top picks also host in-person courses in select cities around the country. Price also plays a part in course accessibility, and we preferred companies that offer several packages at different price points, so you can choose the one that best fits your budget. Kaplan won this category, thanks to its large network of in-person locations and a flexible pricing system that allows you to purchase course materials individually.
A typical Series 65 exam prep course includes some type of formal instruction — either live or pre-recorded videos — plus textbooks, flashcards, question banks and practice tests. Access to full-length practice tests is a must because they give you an accurate estimation of your score and they can highlight areas where you need further review. Pass Perfect excels here with 30 full-length practice tests, plus thousands of additional practice questions to help you home in on difficult subjects until you master them.
Students in live courses can get their questions answered during class times, but the best Series 65 prep courses also enable their self-paced students to get support when they need it. Usually, this is through email, but ExamFX and Securities Training Corporation have a support hotline as well. ExamFX is also the only company we considered to offer a pass guarantee. If you don’t pass your exam after completing the course, you’ll receive a full refund. There are certain requirements you must meet in order to be eligible for the guarantee, however, so make sure you are aware of these before signing up.
Adaptive learning technology is becoming increasingly popular among online test prep courses, and it’s available with three of our four finalists. It analyzes your performance on practice questions and tests and makes suggestions on where you should focus your attention for maximum effect. This streamlines the learning process and keeps you constantly challenged and engaged. Private tutoring is another way to get personalized assistance, though it is uncommon among Series 65 test prep providers. Securities Training Corporation is one of the few companies to offer it, and it’s worth a closer look if you’re interested in this type of program.
Choosing the Right Series 65 Exam Prep Course Delivery Type for You
The right type of Series 65 exam prep course for you depends on your schedule, budget and personal preferences. We’ve outlined the most common types below in order from least expensive to most expensive.
- Self-Paced: You pay for the study materials and review them on your own.
- Live Online: You attend virtual classes over the internet.
- Live In-Person: You travel to a physical location and learn in a traditional classroom environment.
- Private Tutoring: A tutor works with you to design a custom study plan pinpointing the areas where you need the most practice.
- Cheapest courses
- Make your own schedule
- Move at your own pace
- Requires self-discipline
- Limited personalization
- Little to no instructor help
Who It’s Best For
A self-paced course is best for independent learners who like being able to move at their own place. It’s also a good choice if your schedule doesn’t permit attending a live class.
- Join from anywhere
- More personalized instruction
- Schedule keeps you on track
- Less interactive than in-person courses
- Possible technical problems
Who It’s Best For
A live online course works best if you prefer learning from a qualified instructor, but you don’t live near an in-person course location.
- Distraction-free environment
- Familiar setting
- High degree of interactivity
- Requires travel
- Less flexibility in schedule
- More expensive than online-only courses
Who It’s Best For
A live in-person course is a good choice if you prefer learning in an interactive environment that allows for more personalized instruction.
- Tailored instruction
- Custom study plans
- Can be done online or in person
- Often time-consuming
Who It’s Best For
Private tutoring is best if you’re looking to retake the Series 65 exam or if you need to bring up your score considerably.
Full Reviews of the Best Series 65 Exam Prep Courses
Kaplan Financial Review
Best for flexibility and comprehensiveness.
Kaplan Financial is one of the premier destinations for securities licensing prep courses because of its comprehensive study materials and flexible pricing structure. You can purchase all materials individually or bundle them together for a considerable savings. It doesn’t have the adaptive learning technology that our other finalists offer, but there are plenty of practice exams and quizzes to help you pinpoint areas of weakness.
What to Expect
Kaplan has regular live Series 65 classes starting every few weeks. In-person courses are available in 23 states — Arizona, California, Colorado, Florida, Georgia, Iowa, Illinois, Indiana, Massachusetts, Maryland, Michigan, Minnesota, Missouri, North Carolina, New York, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Virginia, Washington and Wyoming. Courses run for three days from 10 a.m. to 5 p.m. on each day with an hour break for lunch. When you sign up, you’re automatically granted access to the online study materials to supplement what you learn in the lectures.
These online materials — which also make up the OnDemand course — include a video library, question bank, textbook and several practice quizzes and exams. There’s also a tool for building a custom study calendar. You insert your test date and the amount of time you plan to devote to studying and the computer will tell you what you need to do each day in order to prepare yourself. Each course comes with a five-month online access period and free content upgrades during this time. If you’d like to extend your subscription, you can purchase an additional five months for a discounted rate of $49.
The question bank, textbook, practice exams and class sessions can all be purchased individually if you’d like to build your own custom study program. There are also two self-study bundles, but unless money is a big concern, we recommend upgrading to the Premium OnDemand Online Class. This adds a set of pre-recorded video lessons and instructor support if you run into questions.
Kaplan Financial Details
|QuickSheet, 10th Edition||$14.00|
|Online Practice and Mastery Exams Package||$25.00|
|License Exam Manual, 10th Edition||$74.50|
|OnDemand Online Class Only||$179.00|
|Live Online Class Only||$179.00|
|Live Class Only||$179.00|
|Basic Self-Study Program||$159.00|
|Essential Self-Study Program||$199.00|
|Premium OnDemand Online Class||$289.00|
|Premium Live Online Class||$289.00|
|Premium Live Class||$289.00|
Securities Training Corporation Review
Best for personalized instruction.
Securities Training Corporation (STC) does its best to create a personalized learning plan for each student. It employs adaptive learning technology and custom practice exams to help you target your weak areas and optimize your study time. It’s also the only one of our finalists to offer private group or one-on-one tutoring to interested parties. In-person courses are another option for New York residents, but if you don’t live here, you’ll have to settle for a self-paced or live online class.
What to Expect
All STC Series 65 exam prep courses include a year’s access to the online textbook, final exams and instructor support hotline. Free content upgrades are included, so you don’t have to worry about studying outdated material. The Premier course adds over 850 online flashcards and nine hours of on-demand video lectures. These can also be purchased separately; however, it’s better to buy them as part of a complete course because then you get a full year of access instead of the 90 days’ access that comes with an a la carte purchase.
The Premier Plus Course is STC’s most comprehensive option. It includes all of the materials mentioned above as well as a live online or in-person review course. There’s a new course starting every month and you can view the complete schedule online. Each one runs from a Monday to a Thursday for 3.5 hours each day. These courses fill up quickly, so it’s best to register as soon as possible. During the live class sessions, one of STC’s qualified instructors will go over the key concepts you will be tested on and work through some practice questions with you. You can also ask any questions you have during this time.
STC’s online resources enable you to customize your study sessions with its diagnostic quizzes, custom exam builder and analytics to track your performance in each area. But if you find this isn’t enough, you may want to consider enrolling in private tutoring. STC can accommodate individuals or small groups. Your tutor will meet with you to discuss your needs and schedule, and then the two of you will work out a custom study plan that emphasizes the subjects you need the most help with. Price varies depending on the size of your group and how much tutoring you need. Reach out to the company by phone or email to learn more.
Securities Training Corporation Details
|Series 65 Online Flashcards||$59.00|
|Series 65 On-Demand Lectures||$75.00|
|Series 65 Standard Course||$150.00|
|Series 65 Premier Course||$170.00|
|Series 65 Premier Plus Course||$325.00|
Best for student support.
ExamFX is your best bet if you’re interested in a self-study program with a little extra support. Its two self-study packages come with 24/7 email access to the company’s knowledgeable instructors and phone support six days a week. ExamFX is also the only company on this list to offer a Pass Guarantee to its students. If you complete all the required course material and fail your Series 65 exam, you’ll receive a full refund for the cost of the prep course. Live online and in-person classes are available to students who prefer a more interactive learning environment, but there’s only one Series 65 class each month.
What to Expect
The basic Self-Study Package gives you 90 days of access to ExamFX’s Interactive Learning Portal. This includes an online textbook, chapter quizzes and simulated exams. If you’re more of a visual learner, you may want to upgrade to the Video Study Package, which throws in dozens of on-demand video lectures and online flashcards. Both programs employ adaptive learning technology to optimize your study time and keep you focused on the most valuable information. Test yourself with focused quizzes on specific topics or an unlimited number of simulated exams. You may start running into repeated questions if you take too many, though.
Live in-person courses are available in Arizona, Colorado and Illinois. Residents of other states will have to settle for a live online course if they want interactive instruction. The Series 65/66 course is held once a month over two days. Each day, you’ll meet from 10 a.m. to 5 p.m. CST with an hour break for lunch. Your instructor will go over the key topics covered on the Series 65 exam and answer any questions you have. You can view the full course schedule on the company’s website.
All ExamFX students can get help at any time by reaching out via email. Phone support is available six days per week for more immediate requests. Instructors are there to explain material and practice questions, but they can also help you plan your study schedule. They have access to your learner profile, so they can see how you’re doing and help you pinpoint areas where you could use more practice. All ExamFX courses also come with the Pass Guarantee, which entitles you to a full refund if you fail your Series 65 exam. In order to qualify, you must pass ExamFX’s Guarantee exam with an 80 percent or better within three days of taking the actual exam.
|Video Study Package||$229.95|
|Live Online Study Package||$294.95|
|Live In-Person Study Package||$294.95|
Pass Perfect Review
Best for practice tests.
Pass Perfect emphasizes realistic practice through simulated exams. Its online study materials include thousands of practice questions with detailed answer feedback and 30 full-length practice exams with questions that don’t appear anywhere else. Adaptive learning technology helps you interpret your results and figure out which subjects you need to review. Live online review courses are available for those who want personalized help, but there’s no other means of reaching out to an instructor if you run into questions.
What to Expect
The core of Pass Perfect’s prep courses is its SMART 65 Interactive Web Training tool. It contains an e-textbook covering over 300 important concepts and thousands of practice questions. When you’re finished, you can take the Mastery exams to see how well you’ve retained the information. The program will provide you with detailed explanations of each question so you learn not just the right answer, but why it is right. You can use the exam analytics to determine which concepts are giving you trouble and Pass Perfect will even give you suggestions on where to focus your attention.
The Interactive Web Training works best when paired with Pass Perfect’s other Series 65 study materials. You can purchase a physical textbook and a book of 10 simulated practice exams if you don’t like studying on the computer. The DATABANK is your most valuable resource for familiarizing yourself with the exam formats and question types. You can build an unlimited amount of quizzes from its pool of over 5,000 practice questions. This is a great way to focus on specific sections of the exam. For a comprehensive review, check out one of the 30 full-length final exams. These questions don’t appear anywhere else in the study materials, and they are graded and weighted in the same manner as the actual test to give you an accurate estimate of your score.
If you run into questions, you may want to consider signing up for a live virtual classroom review. These take place once a month spread out over four days. You will meet for two hours for each of the first three sessions. The last session is a four-hour comprehensive review. Like the other course materials, you can purchase them individually or as part of a bundle. We recommend going with a bundle because you’ll save a considerable amount.
Pass Perfect Details
|Series 65 DATABANK Practice Exams||$135.00|
|Series 65 Printed Materials||$135.00|
|SMART 65 Interactive Web Training||$150.00|
|Series 65 Live Virtual Classroom Review||$250.00|
Frequently Asked Question About the Series 65 Exam
We reached out to individuals who had recently taken or were about to take the Series 65 exam and asked them what questions they had about the test. Answers to some of the most common ones are listed below. If there’s anything else you’d like us to add, feel free to reach out and we’ll be happy to do so.
How do I register for the Series 65 exam?
Unlike some other Financial Industry Regulatory Authority (FINRA) exams, the Series 65 doesn’t require you to be sponsored by a FINRA member firm in order to sit for the exam. Membership does affect the forms you must fill out in order to register, though. If you are sponsored by a member firm, you must fill out and submit a U4 form to FINRA. If you’re not sponsored, then you need a U10.
Once you’ve registered with FINRA, you have a 120-day window in which to take the exam. The Series 65 test is administered by Pearson VUE and Prometric testing centers. Look up the testing center nearest you and schedule your exam at a time that’s convenient. The test takes 180 minutes, but you should block off some extra time for arriving and checking in. Be sure you get there early. If you show up late, you won’t be permitted entry to the testing room. You must bring a valid, government-issued photo ID with you to the testing center, and be prepared for additional ID checks, including fingerprint scans and a test-day photo. For full details on exam procedures, visit your test administrator’s website.
You can cancel or reschedule your exam at any time up until your test day, but you may be charged a reschedule or cancellation fee if you do so without at least 10 days’ notice. Changes can be made through your online account on the testing administrator’s website. If you don’t take the test within your 120-day window, you will have to re-register with FINRA before you can sign up for the test again.
What does the Series 65 exam test?
The Series 65 exam is a multiple-choice test that evaluates your ability to provide sound financial advice. You must understand different types of investment strategies and the laws and regulations that govern them. There are 140 questions, but only 130 of these are graded. The remaining 10 are pretest questions added by the test makers to assess the difficulty and fairness of the items. You will not know which are the pretest questions when you take the exam, so it’s best to act as if they were all going to count.
The exam is not broken down into distinct sections, but it covers four main areas of investment advising. These are Economics and Business Information; Investment Vehicle Characteristics; Client Investment Recommendations and Strategies; and Laws, Regulations and Guidelines. The latter two make up the bulk of the exam, so it’s important to ensure you know these areas well.
You must score a 72 percent — or 94 out of 130 — in order to pass. The exam is taken on the computer and scored electronically, so you will see how you did as soon as you’ve completed the test. You will also receive a score report with a breakdown of your performance in each section, so you can see which subjects you may need to review again.
What if I fail the Series 65 exam?
If you fail your Series 65 exam, that’s ok. You can take it again. FINRA doesn’t impose any restrictions on how many times you can take the test, though it does have some rules about how often you can take it. You must wait 30 days before you can attempt the Series 65 a second time, and if you fail three times in a row, you must wait 180 days before you try again.
Use this time wisely. Look at your score report from your first exam and review the sections you did poorly on. Think about which questions were difficult for you and why you struggled with them. You may want to consider enrolling in a Series 65 exam prep course if you didn’t the first time around. It’s a good idea to wait to retake the test until you feel confident in your ability to pass, but don’t wait too long. It’s best to take it while the information is still fresh in your mind.
When you are ready to retake the test, you must re-register with FINRA. You will be granted a new 120-day testing window. Once you’ve received your approval, you can register to sit for the exam with your testing center. Unfortunately, you must pay the $165 exam fee every time you take the Series 65 test.