Most states require you to pass the Series 63 licensing exam in order to legally sell securities, like mutual funds and variable annuities. The exam covers the rules and regulations governing this industry, and learning them all requires months of study. A Series 63...
For a career in life insurance sales, you must first pass the life insurance license exam in your state. This comprehensive test measures your understanding of life insurance policies and the regulations that govern them. Most states require you to complete a set...
Passing the Series 6 exam is a key step if you’re interested in selling mutual funds, variable annuities and variable life insurance. This comprehensive assessment tests your understanding of investment practices, and passing it requires significant study. A Series 6...
Only the most qualified financial professionals get to call themselves Certified Financial Planners (CFPs), and that’s in part because the CFP exam that you must pass in order to earn the designation is so rigorous. While the CFP Board requires everyone...
So you’ve decided to pursue an occupation in the financial services industry. Great! That means you’re probably getting ready to take the SIE exam. The purpose of the SIE exam is to assess a candidate’s basic knowledge of securities industry topics fundamental to...
Getting a Series 7 license is your biggest hurdle to becoming a stockbroker. Also known as the General Securities Representative Qualification Examination, Series 7 is meant to assess your knowledge as an entry-level general securities representative. The exam was...